New lead for SEC's complex financial instruments unit
Protection for whistleblowers not clear cut
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Operational risks, funding valuation adjustment and the money made by one dealer in the early days of OIS discounting – the top stories of the year on Risk.net
Nonstationarity in operational risk loss data time series is a known effect, but has so far rarely been analyzed in detail. Taking transaction banking as a segregated object of study, a simple model presented...
Stronger FCA focus may be diverting resources from day-to-day compliance tasks
Recent calls for kill switches may be misguided
Negative events may not damage financial institutions' reputations, conference hears
German bank tells of challenges posed by regulators' recovery and resolution requirements
Regulators' efforts to prevent another crisis are having the opposite effect
SEC official warns compliance teams at quant funds lack qualifications and knowledge to effectively monitor trading strategies
Conference told of resource challenges facing Deutsche CRO
Serious attack will expose flaws in incident response programmes
Sponsored Q&A: Amundi Alternative Investments
Moves from Barclays Wealth where he was CRO
Fit for investors
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