The LSE is planning to close the TRS approved reporting mechanism it has conditionally bought from the FSA
Urs Wieland has been named CEO of Six Securities Services
NCB has appointed Jonathan Klugman as vice-president of financial and audit control
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
More Operational risk articles
The executive director of the financial fraud enforcement task force has quit his post after just 17 months
Jeffrey Lowrance charged with using investor funds in a Ponzi scheme to fund start-up newspaper
Lee Farkas, former chair of TBW, has been sentenced to 30 years and ordered to pay back $38.5 million
JPMS rigged at least 93 municipal bond reinvestment transactions in 31 states, SEC says
The FSA has fined insurance brokerage Willis £6.9 million for failures in its anti-bribery and corruption systems and controls relating to payments to overseas third parties
The OECD highlights a lack of access to data and a need for varying risk models for regulators and risk managers
Pillar II is causing banks to face challenges from host regulators
Clearing rules 'won't work' unless US and European regulators can agree on detail, says senior French regulator
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.