A survey carried out by Operational Risk & Regulation suggests operational risk is high on the agenda of senior bank executives, but perhaps not as deeply embedded in the organisation as they or their...
Operational risk managers are heavily involved in new business and change management, but play a less conspicuous role in the front office, according to an Operational Risk & Regulation survey
Accusations that UK bank hid Iranian transactions are latest example of US authorities exporting compliance obligations
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US firms expected to push back on Fatca quid pro quo
Germany may back away from Fatca if the US is not able to honour an agreement to reciprocate, market participants say
Chilton warns banks to either co-operate with regulators on the Volcker rule or get out of its way, as it is definitely happening
JP Morgan’s recent trading loss has drawn attention to a lack of relevant experience on the bank’s three-person risk committee. Other dealers fare better, but of 73 risk committee members at 15 big dealers, only four have held senior risk management...
At a busy conference in London in June, leaders of the operational risk management industry expressed doubt over the outcome of regulatory reform efforts, and called on banks to make their own operational improvements
It seems as though we are back in crisis mode once again. We established The Journal of Operational Risk in 2004 and, for most of its existence, we have been in the midst of the most severe economic crisis since the Great Depression in the 1930s. The...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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Hong Kong, 1st - 31st Dec 2014
UK, 18th Mar 2015
Singapore, 22nd - 23rd Jul 2014
Australia, 12th - 13th Aug 2014
Australia, 14th Aug 2014