End of term for longest-serving US regulator
Operational risk data, September 2011
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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$52 million fraud misused investor capital, SEC claims
Court favours insider-trading suspicions in Arch Chemicals case
Banks worry Basel rules requiring legal events to be included in operational risk databases earlier might mean the information is used against them in legal proceedings
EBA op risk specialist Bernd Rummel says the new European body has a busy schedule of work to implement CRD IV
In its latest report, the IIF calls for cross-sector co-ordination in banking and insurance regulation
All four Bats Europe and UBS MTF central counterparties now allow interoperability
The BBA has submitted a letter to the US Treasury and IRS raising concerns that Fatca could cause systemic and reputational risk
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.