Regulators could take some time to change the rules surrounding the exchange-traded products involved in the UBS rogue-trading losses, but banks might see an impact soon in capital terms
More than capital
Industry insiders have warned a UK Treasury Select Committee hearing that the FSA has shown a distinct lack of interest in dialogue over the FCA
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Operational risk articles
Recent events at UBS have prompted one industry expert to call for a specific rogue-trading regulation
There is discord in the industry over whether CCPs will be able to deal with the risks of clearing OTC derivatives as mandated by new regulation
Industry experts warn new Mifid and Mifir proposals might push business overseas
Galleon insider trader Raj Rajaratnam has been given a record sentence in the US for insider trading
Non-US banks will have an advantage over US counterparts when it comes to prop trading, according to one legal expert
Wide-ranging review seeks to raise operational risk capital and overhaul the basic indicator and standardised approaches
Hiromi Yamaoka from the Bank of Japan, Masao Hasegawa from MUFG, and Takashi Oyama from Norinchukin Bank explain the lessons learned following the Great East Japan Earthquake on March 11. These incl...
Few regulators are taking operational risk seriously, says Mike Finlay, chief executive of RiskBusiness
Survey results show infosecurity is a low concern, but industry expert says otherwise
Industry experts warn uniform modelling under Solvency II could lead to risk contagion
Risks have overtaken risk managers in the past 10 years, according to speakers and delegates at the Ferma forum
Management failures could leave bank liable
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.