There is discord in the industry over whether CCPs will be able to deal with the risks of clearing OTC derivatives as mandated by new regulation
Industry experts warn new Mifid and Mifir proposals might push business overseas
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
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Management failures could leave bank liable
RBC Capital is charged with misconduct in the sale of CDOs by the SEC
Leaked draft EC regulation demands sweeping changes in auditor regulation
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.