The SEC has ordered Citigroup to pay $285 million to settle charges relating to a short position taken against its own CDO investors
Galleon insider trader Raj Rajaratnam has been given a record sentence in the US for insider trading
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
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Non-US banks will have an advantage over US counterparts when it comes to prop trading, according to one legal expert
Wide-ranging review seeks to raise operational risk capital and overhaul the basic indicator and standardised approaches
Hiromi Yamaoka from the Bank of Japan, Masao Hasegawa from MUFG, and Takashi Oyama from Norinchukin Bank explain the lessons learned following the Great East Japan Earthquake on March 11. These incl...
Few regulators are taking operational risk seriously, says Mike Finlay, chief executive of RiskBusiness
Survey results show infosecurity is a low concern, but industry expert says otherwise
Industry experts warn uniform modelling under Solvency II could lead to risk contagion
Risks have overtaken risk managers in the past 10 years, according to speakers and delegates at the Ferma forum
Management failures could leave bank liable
RBC Capital is charged with misconduct in the sale of CDOs by the SEC
Leaked draft EC regulation demands sweeping changes in auditor regulation
Market participants in Asia need to focus more on operational risks associated with their resurgent OTC derivatives trading volumes, especially as the market moves towards trade repositories and cen...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.