A collection of articles about the operational risk impact of financial crime
FFIs have been working hard on their Fatca compliance programmes over the last two years, but some have been weighing up whether the income from their US clients is worth the investment in Fatca compliance....
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Operational risk articles
FFIs the world over are expected to be compliant under Fatca. For entities operating in jurisdictions with sanctions, this poses some pretty tricky questions - not least, if they will even be allowed to comply with Fatca and if so, how. Jessica Meek investigates...
MEP Kay Swinburne warns that CRD IV is becoming too diluted by national exemptions
SEC chair Mary Schapiro steps down a week after former inspector-general files $20 million lawsuit against the agency
The UK FSA fines UBS for failures in systems and controls leading up to Adoboli's $2.3 billion losses
China's absence from IGA negotiations could mean a standoff once withholding starts
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
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