Mis-selling in banks requires a cultural shift, chief executive says in response to FSA report
Operational risk managers are heavily involved in new business and change management, but play a less conspicuous role in the front office, according to an Operational Risk & Regulation survey
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
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Accusations that UK bank hid Iranian transactions are latest example of US authorities exporting compliance obligations
US firms expected to push back on Fatca quid pro quo
Germany may back away from Fatca if the US is not able to honour an agreement to reciprocate, market participants say
Chilton warns banks to either co-operate with regulators on the Volcker rule or get out of its way, as it is definitely happening
A committed committee?
Divide and rule
CFTC orders Barclays to pay a $200 million penalty. Commissioner Bart Chilton says agency is "vigorously looking at individuals"
Rejection of ICB's leverage recommendation puts lending above stability, according to legal expert
A new report from the IIF warns regulators to consider different approaches to shadow banking regulation
The move to ring-fence UK retail banking operations will pose operational risks, Barclays’ group operational risk director tells conference
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.