Jurors are warned by judge to be cautious about John Hughes's evidence on the final day of UBS trial
Judge continues summing up in UBS rogue-trading trial
Defence delivers closing statement in Adoboli trial
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Operational risk articles
Axa CFO warns of the counter-cyclical tools in Solvency II
Ferma forum hears that Solvency II delays will not affect competition
Risk managers are facing greater complexity because of regulation and other issues, Ferma is told
An acquisitive spirit
Dyson’s brief involves updating IT systems
Chairman of the FSA uses annual Mansion House speech to highlight the issue of bank culture
Jurisdictions with an intergovernmental agreement in place may find foreign financial institutions facing a legal conflict with Foreign Account Tax Compliance Act compliance
A "Dear CEO" letter from the FSA on RDR is seen as a harbinger of its new interventionist stance
The FSA’s Gerald Sampson says large, complex banks may struggle to meet a 2016 deadline for risk data aggregation and reporting standards
In operational risk measurement, the estimation of severity distribution parameters is the main driver of capital estimates, yet this remains a nontrivial challenge for many reasons. Maximum likelihood...
The measurement and management of operational risk has become an increasingly important issue as a result of the new capital requirement for operational risk implemented in the New Basel Capital Accord...
CFTC's Chilton says a complete overhaul of Libor is needed - including distancing it from the BBA
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.