UK regulator's first annual AML report highlights risks of closing certain banking services
Managers look internally after fellow fund indicted on insider trading charges
Promise to deliver
More Operational risk articles
Suspicious activity data
Highlights from this year's OpRisk Europe conference
Poor communication with whistleblowers could discourage people from coming forward, say legal experts
Complying with new account-switching rules not enough without consideration of business risk
Chinese commercial banks have faced increasingly serious operational risks because of the rapid development of the financial markets and the wide application of information technology. Stringent requirements...
We introduce several possibilities for the estimation of the shape parameter of the generalized Pareto distribution through expert opinions, in an ideal context where expert opinions come from self risk...
Industry experts call for greater attention from regulators on the behaviour of senior executives
Heads of operational risk say banks aligning remuneration to risk objectives
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.