Op risk chief talks AML, risk profiling, third parties and more
Moves from Barclays Wealth where he was CRO
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
More Operational Frameworks articles
How to fly
Stepping up to the plate
In the first of a series, Eric Holmquist explores the core objectives and components of an operational risk management programme and offers his thoughts on how small and medium-sized institutions ...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.