Keeping track of fraud and money laundering made easier through machine learning
Banks must heed advisory message promoting compliance culture
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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Recent glitches highlight aggressive culture on Wall Street
Corruption and bribery remain a serious problem, according to EMEIA survey respondents
Sanctions have been lifted, but Burma is still high-risk
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The likelihood of Fatca-style legislation from other jurisdictions means banks must be prepared
Hackers with a cause
Tax crimes to be punished by same laws as AML
Recent events at UBS have prompted one industry expert to call for a specific rogue-trading regulation
Crime without borders
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.