CFTC rule change forces firms to retain piles of pre-trade communications
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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The shift to mobile applications driven by consumers’ expectations of ubiquitous services, combined with the use of private cloud infrastructure, is redefining the trajectory of IT investment and ...
Crime without borders
UK regulator denies planned regulation is unenforceable or prohibitively expensive
Next-generation investors — How retail clients will invest in 2020
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.