A UK ban on commission payments to independent financial advisers will likely not be replicated in Europe, putting UK structured products at a competitive disadvantage, some participants warn
This webinar looks at the current state of enterprise stress testing and unveils findings of a new study on Enterprise-level Stress Testing (one of several research papers in Chartis' The Risk Enabled Enterprise ® research program)
More Mifid ii articles
Transparency and own-capital ban for OTFs could interfere with “free flow” of market, says Lord Harrison, chair of a House of Lords committee that yesterday warned of fundamental flaws in Europe...
Tweaks to Mifid text would allow owners of OTFs to engage in matched principal trading
Sweden's financial supervisory authority warns about standards of information, sales practices and conflicts of interest ahead of Mifid II implementation
Broking's Big Bang
Regulation and credit are two of the biggest challenges facing energy trading companies in 2012, says James Davies at Trayport.
Voice in the wilderness?
Members of the FX Joint Standing Committee comment on the recently reviewed Nips code, which includes a new section on electronic trading
Clarifications on two sets of data transparency rules for European energy markets are in the works, according to European Commission policy expert
A new alphabet soup of financial services and energy market regulations are making firms nervous about their ability to comply, said panellists at Energy Risk's Central and Eastern Europe conference
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.