New regulations in the US and Europe are pushing email retention and storage up the agenda of financial services firms. Peter Madigan explores the challenges and the pitfalls of the changes for compliance teams
In the first of a series of six articles on Mifid, Victoria Pennington seeks clarification on a number of issues swirling around the best execution debate
Compliance with the November deadline for Mifid is what firms are focusing on. Business opportunities come second, reports Ellen Davis
When it comes to AML initiatives, companies are displaying a worrying disregard for the perils of this criminal threat, despite recognising it as such. By Ellen Davis
LIBA, AFEI, ASSOSIM and SSDA set up new trade body as a forum for European regulatory changes.
Germany unlikley to meet Mifid November deadline.
FSA modifies Handbook to take account of Mifid.
Post-trade reporting and market data provisions will be the first areas affected by Mifid, says Celent.
The FSA has published a Policy Statement and Handbook text that finalises its transposition of Mifid for FSA-regulated firms
Mifid and the UCITS Directive create uncertainty as to their interplay in practice.
JWG-IT Group and Eukleia Training partner up for new Mifid training initiative.
Microsoft and its partners have launched a new package of solutions to help firms comply with the main challenges of the Markets in Financial Instruments Directive (Mifid).
Project Boat selects Cinnober Financial Technology as technology provider and Markit Group Limited as business partner.
New types of securities, particularly derivatives, have contributed to making emerging market debt more “manageable” than ever before, according to the Washington-based Institute of International Finance.
Interdealer broker GFI has started providing credit default swap (CDS) data to the Commissione Nazionale per le Società e la Borsa, the Italian securities market regulator (Consob)- possibly for market surveillance purposes.
AMFpublishes consultation document setting out a draft amended Book III of its General Regulation in relation to Investment Service Providers.
The UK Financial Services Authority warns that Mifid could make it more difficult to monitor market abuse.
MiFID Connect guides you through UK thinking on five MiFID issues.
Nearly two-thirds of respondents to CBI/PWC questionnaire fear increased spending
The Committee of European Securities Regulators (CESR) issues CP on reference data codes for MiFID
CESR has published a consultation paper on the passport under MiFID that sets out proposals for a common approach to the notification procedures
The European Union’s antitrust regulator yesterday warned stock exchanges that they must not prevent new trading platforms from emerging under the Markets in Financial Instruments Directive (Mifid).
UK-based financial services firms could face a £1 billion bill for implementing the Markets in Financial Instruments Directive (Mifid), the UK’s Financial Services Authority (FSA) estimates.
Feedback statement on Mifid transparency shows industry doubts into further regulation.