Each time a directive is altered in the run-up to implementation, the resulting rewording and reprinting of documentation can prove almost as challenging as getting the changes accepted by the industry. When that directive is as large as Mifid, a whole...
Equiduct has appointed Willy Van Stappen as chief operating officer.
Think-tank JWG-IT Group releases Mifid whitepaper: MiFID: The roadmap to implementation.
Responses to CESR's consultation on passporting and inducements cause more confusion for the regulator
LSE comes up with a raft of product ideas to aid Mifid implementation
The European Commission hopes its new website will help with Mifid implementation
CESR is out with the first in a series of Level 3 recommendations for the implementation of Mifid.
The Committee of European Supervisors (CESR) has published a call for evidence on non-equities markets transparency.
CESR has published its long awaited guidance on Mifid best execution and transaction reporting.
The FSA sends notification to European Commission for additional requirements for Mifid under Article 4.
New regulations in the US and Europe are pushing email retention and storage up the agenda of financial services firms. Peter Madigan explores the challenges and the pitfalls of the changes for compliance teams
In the first of a series of six articles on Mifid, Victoria Pennington seeks clarification on a number of issues swirling around the best execution debate
Compliance with the November deadline for Mifid is what firms are focusing on. Business opportunities come second, reports Ellen Davis
When it comes to AML initiatives, companies are displaying a worrying disregard for the perils of this criminal threat, despite recognising it as such. By Ellen Davis
LIBA, AFEI, ASSOSIM and SSDA set up new trade body as a forum for European regulatory changes.
Germany unlikley to meet Mifid November deadline.
FSA modifies Handbook to take account of Mifid.
Post-trade reporting and market data provisions will be the first areas affected by Mifid, says Celent.
The FSA has published a Policy Statement and Handbook text that finalises its transposition of Mifid for FSA-regulated firms
Mifid and the UCITS Directive create uncertainty as to their interplay in practice.
JWG-IT Group and Eukleia Training partner up for new Mifid training initiative.
Microsoft and its partners have launched a new package of solutions to help firms comply with the main challenges of the Markets in Financial Instruments Directive (Mifid).
Project Boat selects Cinnober Financial Technology as technology provider and Markit Group Limited as business partner.
New types of securities, particularly derivatives, have contributed to making emerging market debt more “manageable” than ever before, according to the Washington-based Institute of International Finance.