Markets in financial instruments directive (mifid)
MTFs and dark pools policy positions to be announced, Cesr urges industry participation in consultation
More data sharing needed to empower local regulators, says Six’s Katz
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Markets in financial instruments directive (mifid) articles
Commerzbank has been fined £595,000 for failing to provide accurate and timely transaction reports
Inadequate reporting systems and controls to prevent market abuse leads to £4.2m fines for three London firms.
Regulators are considering extending transparency requirements to include pre- and post-trade reporting for over-the-counter derivatives. But the industry is keen to spell out the limits of what can be done without damaging investor confidence and liquidity....
Jyske Bank, based in Denmark, has traditionally distributed products that have been created by large banks. However, after the financial crisis saw consumer confidence in those banks plunge, Jyske has had to step in to operate as both issuer and distributor....
The European Commission (EC) was blindsided by plans that would force banks to abandon proprietary trading – announced by US President Barack Obama on January 21 – and the idea runs counter to the way European institutions have traditionally been...
The European Commission should seek to address concerns about the cost and quality of European market data by introducing a US-style consolidated tape when it reviews the impact of the Markets in Financial Instruments Directive (MiFID) next year, according...
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
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