Margaret cole
Cole to leave UK FSA
Published online only
Source: Operational Risk & Regulation
Managing director's departure comes before regulatory overhaul
Published online only
Source: Operational Risk & Regulation
Margaret Cole of the FSA tells participants at a CSFI event that a change in culture from the FSA to the FCA will allow for a more proactive regulator
Original headline:
Source: Operational Risk & Regulation
Severity of the FSA fine demonstrates how the UK regulator is getting tough on reporting rules.
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More Margaret cole articles
Goldman Sachs hit by £17.5m reporting fine
Published online only
Source: Operational Risk & Regulation
Bank to pay UK regulator for failing to disclose SEC investigation
FSA issues £2.8 million fine to city chief executive
Published online only
Source: Operational Risk & Regulation
LONDON – The UK Financial Services Authority (FSA) has announced that it has fined a former city chief executive £2.8 million. Simon Eagle has received the largest fine ever given to an individual by the FSA. He ran SP Bell, a stock-broking group,...
UK FSA plays good cop, bad cop on insider trading
Published online only
Source: Operational Risk & Regulation
The UK Financial Services Authority is taking a hardline approach to insider trading, increasingly carrying out criminal investigations. But at the same time it is asking firms to work with it by providing information to build a bigger picture of what’s...
UK FSA fines Genel Enerji execs £1.16 million for market abuse
Published online only
Source: Operational Risk & Regulation
Three executives at Turkish oil company Genel Enerji have been fined a combined £1.16 million for market manipulation. The UK Financial Services Authority (FSA) says the senior managers used insider information to deal in the shares of UK-listed Heritage...
UK’s FSA succeeds in second insider-trading prosecution
Published online only
Source: Operational Risk & Regulation
LONDON – Two UK market abusers were convicted on November 4 on 12 counts of insider trading. Father and son Neel and Matthew Uberoi were found guilty of a scam that made around £110,000 in profit using insider information found by Matthew Uberoi. The...
UK regulator appoints new director of enforcement
Published online only
Source: Operational Risk & Regulation
The Financial Services Authority (FSA), the UK's financial services watchdog, has appointed Margaret Cole as its new director of enforcement. She will report to John Tiner, chief executive of the FSA.
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