Legal and regulatory compliance risk
All companies face the risk of an online attack – what precautions can they take against it, and how can they react once an attack starts?
Unintended consequences of AIFMD
Ferc is now monitoring markets in near real time for evidence of manipulation, warns enforcement official
More Legal and regulatory compliance risk articles
A confession to make
California is set to launch the world’s second-largest carbon market, but threats of litigation have kept many potential market participants sitting on the sidelines
Risk managers are facing greater complexity because of regulation and other issues, Ferma is told
A new alphabet soup of financial services and energy market regulations are making firms nervous about their ability to comply, said panellists at Energy Risk's Central and Eastern Europe conference
ComPeer survey of wealth management firms finds middle-office heads highly valued, as industry faces 'onerous regulatory burden'
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.