Legal and regulatory compliance risk
All companies face the risk of an online attack – what precautions can they take against it, and how can they react once an attack starts?
Unintended consequences of AIFMD could push more hedge fund managers to go offshore but an exodus of managers from London is unlikely. Many questions and continued uncertainty still dog the directive
Ferc is now monitoring markets in near real time for evidence of manipulation, warns enforcement official
More Legal and regulatory compliance risk articles
Banks need to adapt to a more uncompromising approach to enforcement and prosecution at the UK Serious Fraud Office, writes Jonathan Grimes, a partner at Kingsley Napley
California is set to launch the world’s second-largest carbon market, but threats of litigation have kept many potential market participants sitting on the sidelines
Risk managers are facing greater complexity because of regulation and other issues, Ferma is told
A new alphabet soup of financial services and energy market regulations are making firms nervous about their ability to comply, said panellists at Energy Risk's Central and Eastern Europe conference
ComPeer survey of wealth management firms finds middle-office heads highly valued, as industry faces 'onerous regulatory burden'
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Hong Kong, 1st - 31st Dec 2014
UK, 18th Mar 2015
Singapore, 22nd - 23rd Jul 2014
Australia, 12th - 13th Aug 2014
Australia, 14th Aug 2014