Insider trading
FSA makes insider dealing arrests
Eight men arrested in the City for questioning related to insider dealing
Ralph Cioffi and Matthew Tannin, former New York-based portfolio managers of two crashed hedge funds run by Bear Stearns Asset Management (BSAM), were indicted on fraud and conspiracy charges in the US...
Victoria Pennington talks to Richard Ketchum, chief executive of NYSE Regulation, about the difficulties of dealing with the increased challenge of market surveillance and also discusses some of the major...
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How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Insider trading articles
Bradford and Bingley under investigation
FSA launches insider dealing investigation for UK bank
FSA updates insider information review
Steps to reduce market abuse risk through insider information are the subject of the FSA’s Market Watch 27
US-China commission warns of fraud risk
US government hears recommendations on Chinese sovereign wealth funds
Canadian regulator addresses derivatives-based insider trading
The Ontario Securities Commission (OSC) plans to introduce regulations that prevent sophisticated investors from using derivatives to circumvent current insider trading rules.
Calls for tighter regulation of US National Weather Service
Joel Myers, president of AccuWeather, a Pennsylvania-based weather forecasting firm, has called for increased regulation of the US National Weather Service (NWS). The request came amid fears that the NWS’s practice of offering certain institutions advanced...
Inside insider trading
Securities regulators need techniques to detect insider trading if it occurs and determine the extent of possible sanctions. Here, the author proposes a new probabilistic methodology particularly suited to illiquid markets.
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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