Insider trading
Ex-Countrywide chief faces fraud charges
WASHINGTON, DC - The US Securities and Exchange Commission (SEC) has charged Angelo Mozilo, the former chief executive officer of Countrywide Financial, with securities fraud and insider trading. Two...
WASHINGTON, DC - US regulators have accused two men in the first-ever insider-trading case involving credit default swaps (CDS). The US Securities and Exchange Commission (SEC) alleges that Deutsche Bank...
US regulators round on a landmark market abuse case in the credit default swap market
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How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
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FSA Wins first criminal sentence for insider trading
LONDON - Solicitor Christopher McQuoid and his father-in-law James William Melbourne are the first recipients of insider trading criminal convictions and prison sentences as a result of the UK Financial Services Authority (FSA)'s tougher approach to market...
Bafin launches market abuse probe
German regulator Bafin has initiated an insider trading investigation
SEC sues Blackstone exec for insider trading
New York & Washington, DC - The US Securities and Exchange Commission (SEC) has sued a managing director at private equity group Blackstone for insider trading. The scheme involved the use of insider information in shares of US supermarket chain Albertsons....
SEC charges insider-dealing ring
A group that made profits of $4.8 million has been charged with insider dealing
Russia cracks down on insider trading
FFMS head announces tougher stance on market abuse in Russia
FSA insider dealing cases under threat
The first criminal insider dealing cases brought by the FSA could be thrown out of court pending a legal challenge decision
NYSE Regulation and Finra announce joint agreement with US exchanges
New agreement aimed to strengthen surveillance, investigation, and enforcement to prevent insider trading
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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