Insider trading
Tough stance on insider trading at hedge funds getting results
David Kirk, the UK Financial Conduct Authority’s chief criminal counsel, says "dubious trading activity" has fallen by 50% in three years as FCA vows to continue crackdown on hedge fund traders
Global economic recovery is still in a parlous state with many factors still able to pull it off course. However, the industry should tackle claims of widescale misbehaviour immediately
SAC hopes to put an insider trading probe by the US Securities and Exchange Commission behind it after agreeing to pay a record fine, but hurdles still remain
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How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Insider trading articles
SAC Capital’s record fine is warning to hedge funds
Hedge funds to review procedures and systems following SAC's $614 million fine
Editorial: Business continuity is about planning in advance, whether...
Planning helps businesses function during times of stress when the process of decision-making can be a challenge
FSA secures 23rd insider dealing conviction
Former futures trader sentenced to four years in prison
FSA toughens insider dealing enforcement
Recent insider dealing prosecutions by the FSA have demonstrated a new regulatory commitment to pursue more complex cases. Financial institutions are under pressure to tighten up internal controls or face the bite of the watchdog
FSA arrests three in insider dealing investigation
Cost means insider prosecutions will be rare, legal expert warns
Remit definition of insider information “pretty obvious”, says Acer...
Pototschnig dismisses concerns of energy firms over European Regulation on Energy Market Integrity and Transparency
Human resources: the first defence against insider fraud risk
HR departments are key in preventing internal fraud - and in dealing with the consequences, Nick Kochan finds
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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