Insider trading
Hedge fund manager charged in Galleon insider-trading case
Published online only
Source: Operational Risk & Regulation
Douglas Whitman illegally profited from tips on Google and Polycom, SEC says
Published online only
Source: Operational Risk & Regulation
Latest fines include second-highest individual market abuse penalty so far
Published online only
Source: Operational Risk & Regulation
Hedge fund employees accused of insider dealing on a scale similar to that of the Galleon Group case
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More Insider trading articles
Acer to issue guidelines to clarify Remit definition problems, says...
Published online only
Source: Energy Risk
The head of the Agency for the Cooperation of Energy Regulators says new non-binding guidance will appear shortly after the Remit regulation is published in the EU's official journal
FBI arrests Gupta in Galleon insider-trading case
Published online only
Source: Operational Risk & Regulation
Rajat Gupta surrendered to the FBI on October 26 after being accused of leaking information to Galleon founder Raj Rajaratnam
Rajaratnam sentenced to 11 years for Galleon insider trading
Published online only
Source: Operational Risk & Regulation
Galleon insider trader Raj Rajaratnam has been given a record sentence in the US for insider trading
Energy Risk Europe: Remit language too loose, say panellists
Published online only
Source: Energy Risk
Weaknesses exist in the language of new rules meant to prevent use of insider information and other forms of market abuse in the wholesale energy sector
Former hedge fund manager settles charges in Galleon insider-trading...
Published online only
Source: Operational Risk & Regulation
Former hedge fund manager Steven Fortuna will pay $300,000 to settle charges in the Galleon Management insider-trading case
SEC freezes $32.5 million of Swiss entities' assets
Published online only
Source: Operational Risk & Regulation
Court favours insider-trading suspicions in Arch Chemicals case
Criminal minds and increased surveillance
Original headline:
Source: Operational Risk & Regulation
Recent high-profile convictions mark success for regulators’ increased market surveillance efforts, and this greater emphasis on oversight means firms are having to reassess their own monitoring systems
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