Hong kong
Amias Berman, a fixed-income advisory, origination and brokerage firm formed earlier this year, is seeking approval from the Hong Kong Securities and Futures Commission to begin Hong Kong operations. The...
In its proposed handbook on unlisted structured products, Hong Kong’s Securities and Futures Commission (SFC) has made certain things very clear. The extraordinarily long and detailed handbook, which...
On September 25, Hong Kong’s Securities and Futures Commission (SFC) issued a ‘Consultation Paper on the Proposals to Enhance Protection for the Investing Public’, asking for increased disclosure...
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Hong kong articles
Keith Chan has been appointed as head of listed products sales and wealth management sales at HSBC Global Markets. Chan will manage the listed product business in Asia-Pacific, with a particular focus on developing HSBC as a top issuer for listed warrant...
Dealers are increasingly offering exchange-traded funds (ETFs) to retail investors to give them access to asset classes and instruments traditionally not available to them. At the same time, regional exchanges are trying to bolster their ETF business....
Ronny Tong, a former barrister and member of the Legislative Council of Hong Kong (LegCo), believes Hong Kong should establish a unified regulatory body instead of its current multi-pronged structure. But he believes this could be a long time coming....
In a year that saw hundreds of investors take to the streets to protest about the mis-selling of Lehman Brothers-linked notes, HSBC managed to sidestep the controversy and continue issuing a full range of structured product
SINGAPORE - The Monetary Authority of Singapore (MAS) has banned 10 financial institutions from selling structured notes in the country after they failed to comply with notices in the sale of certain credit-linked instruments between April 2006 and July...
Ronny Tong, a former barrister and member of the Legislative Council of Hong Kong (LegCo), believes Hong Kong should replace its various financial regulators with a unified regulatory body. But he told a Hong Kong Investment Funds Association luncheon...
The Securities and Futures Commission (SFC), the Hong Kong Monetary Authority (HKMA) and 16 distributing banks reached agreement this July on the terms for the repurchase of Lehman Brothers' minibonds from customers. Publicly, bankers say this is a good...
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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