This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
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Losses and Lawsuits
The Hong Kong Securities and Futures Commission (SFC) has postponed the approval of structured retail note documentation, but issuers who possess active equity-linked investment programmes (ELIs) can still...
Societe Generale is in discussions with Hong Kong's Securities and Futures Commission (SFC) in order to highlight the importance of backtesting as an important information pool investors can draw on when...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.