Asset managers, hedge funds and proprietary trading shops all want access to platforms that currently serve dealers only - a test for rules on impartial access and, potentially, the start of a long-awaited...
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More High-frequency trading articles
CFTC, CME and FCA fine Michael Coscia and Panther Energy Trading in first case of its kind
The last few years have seen several high profile criminal and civil cases over the theft of intellectual property from financial institutions. Legal battles, however, are extremely complex and expensive, so firms need to ensure they have adequate defences...
Losses suffered by Knight Capital as the result of a rogue algorithm have again focused attention on the risks involved in automated trading. With algos expected to be used more widely in over-the-counter markets in the near future, how are market participants...
At a busy conference in London in June, leaders of the operational risk management industry expressed doubt over the outcome of regulatory reform efforts, and called on banks to make their own operational improvements
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future