US dealer met with regulator on 49 occasions to discuss Dodd-Frank rule-makings
Will oversee a staff of about 300 responsible for the inspections of US-based broker-dealers
This panel will discuss ways to allocate resources and minimize potential exposure with a set of analytical tools to assess, simulate and quantify operational risk capital to improve business efficiency and performance across the enterprise.
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Statistics body insists it only found out about the controversial cross-currency swaps between Greece and Goldman Sachs in 2010
Goldman Sachs has promoted Brooks Entwistle to head South-east Asia operations at the firm and named Sonjoy Chatterjee, who joined the US bank last year after 16 years at ICICI Bank, to replace Entw...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.