Manhattan federal judge refuses to approve SEC settlement relating to Citi's negligence over 2007 CDO
Operational Risk & Regulation explores some of the issues raised by the UBS rogue-trading scandal – from IT deployments to risk controls and systems access – and canvasses industry players on what...
“I trusted some very intelligent people to decide where my money should go,” remarked one comedian recently, “and, apparently, they decided that most of it should go to them.” Fraud and financial...
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Fraud articles
Detica NetReveal’s head of investment banking solutions, Laura Houston, explains how the new networked operational risk model can help to reveal fraud
Technological advances, volatile markets and a continuing economic crisis make for fertile soil for fraud. Whether driven by need or greed, fraudsters keep the world’s financial institutions under constant pressure. It is no longer enough just to investigate...
Ex-UBS trader Adoboli's plea hearing has been adjourned until December
Legal experts have called for Dodd-Frank-style bounty provision for whistleblowers in the UK
Two hedge fund managers have been charged by the SEC with facilitating a multi-billion dollar Ponzi scheme
In assessing how culture plays a part in preventing financial crime or excessive risk-taking, it might help to look externally at national identity, and its ability to shape risk appetite or an individual’s propensity to commit fraud
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
USA, 9th Dec 2013
USA, 10th Dec 2013
UK, 18th Dec 2013
UK, 12th Feb 2014
UK, 13th Feb 2014
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