Since 2007, Operational Risk & Regulation, in collaboration with BAE Systems Detica, has conducted an annual survey covering key industry trends in financial crime, risk and compliance. The 2013 survey...
Lack of leadership and job insecurity are behind widespread wrongdoing in the financial sector, seminar hears
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Fraud articles
Focusing on anti-fraud controls could mean that companies are missing out on less tangible but more effective methods of preventing the financial, regulatory and reputational damage associated with large-scale fraud
The SEC’s practice of fining financial institutions for wrongdoing while not seeking an admission or denial of guilt is regularly criticised as not being a strong enough deterrent for rogue behaviour. At first glance it seems ethically wrong, but practically,...
Extending the UK's powerful Bribery Act to cover fraud is superficially tempting, but will face difficulties
Further charges relating to insider trading at hedge fund SAC
Upgrade of existing system to allow the monitoring of futures market in real-time in addition to a broader range of measures to target insider trading and market manipulation
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
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