Financial services authority (fsa)
The latest European Securities and Markets Authority guidelines for Ucits ETFs will make life more difficult for physically backed ETFs and point to a growing acceptance of synthetic funds
The UK’s new suite of laws to tackle corruption in business, introduced 12 months ago, were designed to stiffen an area of legisation that had come in for criticism from some quarters for focusing on...
Wolters Kluwer Financial Services collects FSA fine data and SAS Software tracks biggest op risk events
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
More Financial services authority (fsa) articles
Investec is offering UK investors a sight of what the world will be like after the Retail Distribution Review is implemented, with three choices on a FTSE 100-based structured product, one of which is free of commission
A traffic experiment carried out in the Netherlands in which road markings and signage were removed produced some startling results. Fewer accidents were recorded and fewer people were hurt, largely as a result of the car drivers involved taking a greater...
A UK Supreme Court ruling on client money protection at Lehman Brothers could have far-reaching consequences – not just for futures customers of Lehman and MF Global, but on the way all clients view the protections they are granted by law. By Lukas...
The liquidity swaps market in the UK has stalled since the FSA’s consultation on the governance of these transactions. But some see the recent handful of small deals as being a precursor to a surge in demand. Thomas Whittaker reports
Uncertain regulatory and economic environment increases risks associated with liquidity trades, warns Fitch
The Basel Committee’s review of trading book capital rules aims to reduce banks’ reliance on internal models. It’s part of a new regulatory philosophy on capital modelling – but it could prompt some banks to turn their backs on the discipline...
Risk management still immature at many firms, warns Evelyn Bourke
Technology can provide a competitive advantage in banking. How it is applied by Tier 1 and Tier 2 institutions, to the benefit for their risk management systems, is discussed.
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