Financial services authority (fsa)
Prospectuses for retail structured products should not be ‘legalistic’ or ‘overly mathematical’, says the UK Listings Authority, but can include payout formulae presented algebraically and examples...
An incessant torrent of regulation, divergent approaches by different regulators and the practical difficulty of ensuring compliance by employees spread across different locations have created major challenges...
UK regulator 'refocusing resources on insurance sector'
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Financial services authority (fsa) articles
The Financial Services Authority has a Bank of England veteran heading its risk division as it is subsumed by the central bank. Jo Paisley tells Laurie Carver how the two disparate cultures can be reconciled – particularly when it comes to data
Cost means insider prosecutions will be rare, legal expert warns
Review of 30 financial institutions will lead to first new guidance in seven years
Unanswered questions remain over the implementation of Vickers by 2019
Vendor contracts may not be flexible enough to satisfy outsourcing rules
Lloyds Bank one of a number sourcing assets from smaller institutions to meet demand from insurers
Proposed interim measures hope to bring some regulatory consistency across Europe in the period prior to Solvency II’s eventual implementation, but supervisors are still seeking their own solutions, while insurers warn that any interim measures must...
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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