Financial services authority (fsa)
UK retail investors remain wedded to structured products based on the FTSE 100 index, to the extent that a third of those asked in a recent survey said that they look at nothing else. With counterparty...
Interested parties in the UK have until January to respond to new guidance offered by the Financial Services Authority stimulated by an increase in demand for structured products. The regulator has yet...
Experts believe multi-million-pound fine issued to HSBC to be continuation of FSA focus on banks' retail failings
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Financial services authority (fsa) articles
The number of financial crime cases being pursued by regulators around the globe is increasing, and the focus is switching to the culpability of individuals rather than firms
FSA also outlines how UK regulatory reform will align with Solvency II regime
Question of how Solvency II model can be used in 2013 unlikely to be resolved quickly as FSA promises to 'explore' options
Amid tougher market conditions and regulatory scrutiny, FTSE-only products remain the norm for UK investors, but adapting to stricter regulations could strengthen structured products’ position as an investment proposition, say market participants
It's OK not to understand structured products, but not if you are a regulator. And that begs the question of what are you supposed to do when the regulator turns up to inspect your books and business practices and doesn't understand what you do. It has...
The FSA has blocked a number of liquidity swap transactions as it consults on the governance of such trades. But many argue that the regulator’s concerns are overblown
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
USA, 9th Dec 2013
USA, 10th Dec 2013
UK, 18th Dec 2013
UK, 12th Feb 2014
UK, 13th Feb 2014
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