Financial services authority (fsa)
Sue Kean has been promoted to the role from head of governance and regulatory compliance
Unpublished Level 2 text will be basis of model approvals, says FSA's Adams
UK retail investors remain wedded to structured products based on the FTSE 100 index, to the extent that a third of those asked in a recent survey said that they look at nothing else. With counterparty...
In this paper (in English and German), Genscape has analysed Combined Heat and Power or Central Heat and Power (CHP)production in the German market, the challenges it raises for market participants, and the key steps required to address the fundamental lack of transparency in CHP plant production.
More Financial services authority (fsa) articles
Interested parties in the UK have until January to respond to new guidance offered by the Financial Services Authority stimulated by an increase in demand for structured products. The regulator has yet to decide whether to publish a feedback statement...
Experts believe multi-million-pound fine issued to HSBC to be continuation of FSA focus on banks' retail failings
The number of financial crime cases being pursued by regulators around the globe is increasing, and the focus is switching to the culpability of individuals rather than firms
FSA also outlines how UK regulatory reform will align with Solvency II regime
Question of how Solvency II model can be used in 2013 unlikely to be resolved quickly as FSA promises to 'explore' options
Amid tougher market conditions and regulatory scrutiny, FTSE-only products remain the norm for UK investors, but adapting to stricter regulations could strengthen structured products’ position as an investment proposition, say market participants
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
Hong Kong, 1st - 31st Dec 2014
Japan, 24th Apr 2014
Japan, 24th Apr 2014
USA, 30th Apr 2014
USA, 8th - 9th May 2014