Financial Services Authority (FSA)
Jon Pain to step down from UK regulator before proposed changes take effect next year
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Financial Services Authority (FSA) articles
LONDON – In his first Mansion House speech, on June 16, UK Chancellor of the Exchequer George Osborne confirmed what many in the City have expected for months – that he will abolish the Financial Services...
LONDON – Andrew Kerr, a former commodity broker at Sucden has been fined £100,000 and banned from working in the financial services industry by the Financial Services Authority (FSA). The FSA claims...
LONDON – The UK Financial Services Authority (FSA) has announced that it has fined a former city chief executive £2.8 million. Simon Eagle has received the largest fine ever given to an individual...
One of the key challenges for the FSA will be the retention of talent throughout its restructure
The European Council has mandated Cebs to issue the results of this year's stress-testing exercise of the EU cross-border banking sector
Companies must follow the varying demands of regulators in social networks, as markets have different obligations.
UK Chancellor of the Exchequer confirms the FSA is to be abolished and replaced with a new regulatory regime.
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.