Financial services authority (fsa)
A panel of experts was convened by Operational Risk & Regulation for this virtual roundtable, sponsored by Sybase, in which they discuss the main challenges facing financial institutions in meeting ...
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
More Financial services authority (fsa) articles
UK regulator issues large fine after banks fail to implement monitoring systems
New UK bonus rules are widened to cover thousands more investment firms
Three ordered to pay up for accepting deposits without FSA approval
More details emerge on how the new regulatory regime in the UK will be structured
Temenos product director says “buffer” of regulation obstructs meaningful dialogue
Mortgage lenders must hold capital for operational risk
The break-up of the UK Financial Services Authority is beginning to take shape, says the regulator's head of risk management
Some professional indemnity insurers are charging higher premiums for structured products or are refusing to cover them. This makes it difficult for IFAs to offer them to their clients
Chair of All Party Group on Insurance and Financial Services says reorganisation of UK regulatory structure is welcome
Effort by regulators to ban naked short-selling on financial stocks is misplaced, as market abuse from short-selling on small cap stocks based on insider information is a more real problem, says Lom...
UK MP Jonathan Evans asks for a fresh, "simplified" approach on consultation, and fairer implementation of EU directives
New European Union compensation rules affect hedge funds before AIFM comes in force
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.