Financial services authority (fsa)
British Bankers' Association concerned over lack of accountability for new bodies
The number of retail investors using ETFs is rising fast, boosted by regulatory initiatives such as the Retail Distribution Review and greater product knowledge among financial advisers.
This webinar looks at the current state of enterprise stress testing and unveils findings of a new study on Enterprise-level Stress Testing (one of several research papers in Chartis' The Risk Enabled Enterprise ® research program)
More Financial services authority (fsa) articles
Treasury Committee warns against hasty reform
Influential parliamentary committee calls for Bank of England (BoE) executive directors’ votes to be transferred to external members, citing amount of power vested in central bank
Martin Wheatley has been named head of the UK's Consumer Protection and Markets Authority, one of the two bodies that will be created in 2012 to replace the FSA. See link below for extended interview.
UK FSA to get ‘intensive and intrusive’ on products
Responses to EU remuneration paper urge restraint
RBS, Natwest receive £2.8m fine for poor complaints handling
UK regulator fines Barclays Bank £7.7m for mis-selling funds
Coming of age
Firms have until July 1 to comply, but experts says they can reject "pernicious" parts of FSA regulations
Sigor releases revamped sound practices paper
Gives guidance on advanced approaches
FSA fines Aegon UK £2.8 million for multiple control failings
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.