Financial services authority (fsa)
Firms could be ejected from internal model application process if they do not improve, says regulator
Comparing the approach to whistleblowing taken in the US and the UK, it seems American informants have more incentive, particularly in monetary terms, to come forward. Should the UK follow the US lead?...
Rudi Bonte at Belgium’s central bank understands twin peaks supervision, having worked through its implementation there. And as a member of the Basel Committee and the European Banking Authority, he...
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Financial services authority (fsa) articles
Regulators fear derivatives could be structured to make them unclearable – and there is anecdotal evidence to suggest escape routes have been explored. But market participants say there is no incentive to avoid the new regime. Joe Rennison reports
Liquidity swap market is expected to grow, but the European Central Bank's long-term refinancing operation has reduced demand for liquidity trades in the short-term, say bankers
The UK Financial Services Authority released its final guidance on retail structured products on March 23. The consumer protection document was released by the regulator ahead of more statements of extreme caution from FSA chairman Adair Turner and after...
There was a time when bank deposits were both simple and secure. The concept - I give you money and you give it back to me whenever I want it, plus some interest - was then made even easier to grasp when regulators and governments created deposit insurance...
The product issued by Structured Investments Group (SIG) that is featured on page 38 consists of a linear payout combination and features four times market growth up to a maximum of 50%. This is achieved when the index shows growth in excess of 12.5%....
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
USA, 9th Dec 2013
USA, 10th Dec 2013
UK, 18th Dec 2013
UK, 12th Feb 2014
UK, 13th Feb 2014
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