Financial Services Authority (FSA)
The IMS group (IMS), a global regulatory compliance consultant, has added three consultants to its new central London office: Jonathan Mott, Oksana Selezneva and Claire Carpenter. Mott joins as a consultant,...
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Financial Services Authority (FSA) articles
Survey from London-based think tank shows firms not yet ready to meet the data challenge posed by new financial regulation
The UK's financial regulator is considering strengthening its regulation of all kinds of exchange-traded products because of their increasing complexity
Some risk officers at international and domestic banks in the Asia-Pacific region are frustrated by the regulatory focus on country-by-country stress tests and a trend towards branch liquidity.
Profile: Simon Greaves
Banks must be aware of the sources of clients' funds as unrest continues in Middle East
Angelos Deftereos, Oric
British Bankers' Association concerned over lack of accountability for new bodies
UK's Financial Policy Committee takes shape
Customers were told to switch pensions regardless of situation or requirements, says regulator
Ready for anything
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.