Financial services authority (fsa)
Life is about to change in the UK financial world. Eager structured products bankers have peered into their future, read the Retail Distribution Review (RDR) - another massive tome from the Financial Services...
The Financial Services Authority’s new regime is set to ban commission payments to IFAs. But will it clash with forthcoming EU regulations on retail distribution or will EU member states follow the FSA's...
Regulators want banks to hold more capital against government bond positions, but the regime is being changed at a time when the industry is the main source of demand for big eurozone issuers such as Italy...
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Financial services authority (fsa) articles
A UK Supreme Court ruling on client money protection at Lehman Brothers could have far-reaching consequences – not just for futures customers of Lehman and MF Global, but on the way all clients view the protections they are granted by law. By Lukas...
Linda Woodall, head of investments at the UK Financial Services Authority talks about the balance between consumer protection and the need to police financial advisers ahead of the Retail Distribution Review
Most independent financial advisers are still unprepared for the implementation of the FSA's Retail Distribution Review, according to market participants
The potential ban on the sale of unregulated collective investment schemes to retail will also reduce the range of investments in the private wealth sector, say industry participants
RRPs are distracting risk professionals, one legal expert says
Insurers 'keen to close down market' in controversial investments
A UK Financial Services Authority factsheet warns of risks relating to collateral and third-party involvement in exchange-traded products
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
USA, 9th Dec 2013
USA, 10th Dec 2013
UK, 18th Dec 2013
UK, 12th Feb 2014
UK, 13th Feb 2014
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