Financial services authority (fsa)
Regulators have not produced a new code for private banking and wealth management. They have simply allowed new rules for retail products to creep into the wealth space
ETF providers have been angered by the continuing focus on synthetic ETFs by regulators such as the Bank of England and the IMF. But they are particularly concerned about the bad press coverage.
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
More Financial services authority (fsa) articles
The FSA has fined Bank of Scotland for mishandling customer complaints relating to retail investment products
Two banks under investigation and more could follow in crackdown on inadequate safeguards
Energy market participants have expressed doubt that European position limits proposals will achieve reductions in market volatility, and warned of unintended consequences for end-users' risk manage...
Eyeing Sweden's IFAs
Firms do not have MI risk programmes in place to deal with upcoming regulations, according to a report by think-tank JWG
Banks will not appeal decision of judicial review regarding complaints against them and have set money aside for settlements
Top Danish insurance and pensions regulator uses Life & Pension Risk Nordic conference to caution firms not to treat new regulation as a box-ticking exercise - or to rely on delays
The death of Osama Bin Laden is likely to mean movement of terrorist assets, which means banks must be on their guard, says Logica director
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.