Financial services action plan (fsap)
FSA developing early warning system for internal models
Retail Distribution Review forcing structurers and distributors to consider greater use of online platforms for trading structured products
In this white paper, Gordon Russell, Global Head of Risk at Broadridge Investment Management Solutions argues that the chances of survival in this new environment will be greater for funds that implement solutions to efficiently and cost-effectively manage data and risk.
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Updated FSAP table available online
Brussels - Over 100 written responses to a consultation on a new framework on capital requirements for banks and investment firms have been published on the European Commission's website.
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.