Financial Conduct Authority (Fca)
But FCA's "tone at the top" focus may hamper progress
This three-part series looks at the various factors that firms across the ecosystem of global FX markets - from the buy-side, the sell-side, and the supporting community of technology vendors and service providers - should consider in order to, not just survive, but to thrive in this dynamic and ever-changing environment.
More Financial Conduct Authority (Fca) articles
BBA conference describes problems in improving culture
Report on communications blunder due this week
What impact does the 'revolving door' have on regulatory independence?
Companies should implement a robust whistleblowing policy to ensure protection for all
Poor IT risk management threatened UK financial system
FSCP proposes simplified charges for UK asset management funds
Regulatory panel suggests backtesting internally is best practice
Data suggests regulators are 'schools' for private sector
Fair and Effective Markets Review highlights causes of FICC market misconduct
Repeated conduct failures lead to increase in average penalty amount
Industry concerns over unintended consequences of tougher regulation
UK banks paid out £383m in compensation in July for mis-sold PPI
FCA publishes details of compensation paid by nine UK banks
Academics echo Bank of England complaints over incomplete data
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.