Financial Conduct Authority (FCA)
FCA aims to act early to prevent misconduct
Better conduct could come from proven knowledge of markets and ethics
A highly engaging intensive one-week programme designed to meet the demands of the risk professional by bridging the gap between theory and practice in financial risk management. Save your seat now: programme starts March 23rd 2015.
More Financial Conduct Authority (FCA) articles
Bank fines hit £1.37 billion in 2014, a fourfold increase on previous year
Regulator will be lenient on latecomers as glitches resolved
But FCA's "tone at the top" focus may hamper progress
BBA conference describes problems in improving culture
Report on communications blunder due this week
What impact does the 'revolving door' have on regulatory independence?
Companies should implement a robust whistleblowing policy to ensure protection for all
Poor IT risk management threatened UK financial system
FSCP proposes simplified charges for UK asset management funds
Regulatory panel suggests backtesting internally is best practice
Data suggests regulators are 'schools' for private sector
Fair and Effective Markets Review highlights causes of FICC market misconduct
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.