After Barclays agreed to pay the US Commodity Futures Trading Commission (CFTC) $200 million on June 27, to settle a regulatory investigation into Libor manipulation, one BBC article described the derivatives...
Chairman Gensler is understood to have relented on ‘substituted compliance’ in order to pass the proposed guidance
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Extraterritoriality articles
Resolving issues around the extraterritorial application of derivatives regulation is a major outstanding issue that needs to be addressed, says FSA’s acting director of markets
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future