European securities and markets authority (esma)
ETF providers defend themselves ahead of Esma proposals
As the ETF industry awaits Esma's proposed changes, participants continue to insist on their increased transparency and the need to move the debate forward
The European Parliament has delayed the implementation of amendments to the European Commission's Prospectus Directive, evoking fresh fears for those with reason to oppose the latest proposals
Middleware vendors looked set to be big winners in the overhaul of over-the-counter derivatives markets, but they face competition from swap execution facilities. By Michael Watt
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How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More European securities and markets authority (esma) articles
Mifid II sets up clash between voice trading and transparency
Europe’s revised Markets in Financial Instruments Directive appears to leave the door open for derivatives trading platforms to offer voice trading – but rules on transparency may slam the door shut. By Joe Rennison
Prospectus Directive amendments spell bad news for German retail investors...
A 20-odd page document designed to aid investor protection in Germany is likely to be done away with once the European Securities and Markets Authority passes final judgement on its latest amendment to its own Prospectus Directive. Richard Jory reports...
UBS 'rogue trading' prompts call for new regulation
Recent events at UBS have prompted one industry expert to call for a specific rogue-trading regulation
Esma outlines aims for regulatory consistency
One of the key aims of the European Securities and Markets Authority is to deliver a common approach to regulation across the EU, ensuring consistency and co-operation across borders. Executive director Verena Ross talks to ORR about how the new regulator...
BlackRock: More reforms needed for ETFs, beyond just transparency
Statement is beginning of "a series of recommendations" from BlackRock on ETF market, says iShares head of sales
Cool response to Esma proposal that strategy indexes comply with Ucits...
The European Securities and Markets Authority has asked whether diversification within strategy indexes should be judged within the confines of Ucits, while also requesting responses to a discussion paper on synthetic and physical ETFs
Wave of new regulation brings inconsistencies and loopholes
Inconsistencies in new regulations both across borders and within the regulations themselves are giving rise to concerns of regulatory arbitrage and exploitation of loopholes
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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