European securities and markets authority (esma)
The latest European Securities and Markets Authority guidelines for Ucits ETFs will make life more difficult for physically backed ETFs and point to a growing acceptance of synthetic funds
Transparency and own-capital ban for OTFs could interfere with “free flow” of market, says Lord Harrison, chair of a House of Lords committee that yesterday warned of fundamental flaws in Europe’s...
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
More European securities and markets authority (esma) articles
Some clearing houses are adopting loss allocation mechanisms as a last line of defence if one or more clearing members default. That might help a central counterparty get back on an even keel, but what happens afterwards is unknown. Matt Cameron reports...
The Dodd-Frank Act’s new reporting regime could come into force in September, but key elements of the rules are still missing. While dealers try to fill in the gaps, they are also having to prepare for a reporting landscape fragmented across multiple...
UBS lists 64 exchange-traded funds on the London Stock Exchange in a single day – the largest ever daily listing of these products in the UK
Regulators are keen to tackle perceived risks in the ETF market, particularly those of collateral quality and lack of transparency. However, product providers claim they have already responded to many of their concerns. Andrew Capon reports
Tracking error is one of the biggest risks facing ETF investors – but there still seems to be a lack of understanding over what it is and how to measure it. Should regulators take a firmer hand in establishing a standard calculation methodology? David...
Technology can provide a competitive advantage in banking. How it is applied by Tier 1 and Tier 2 institutions, to the benefit for their risk management systems, is discussed.
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