European securities and markets authority (esma)
HKMA concerned over the development of cross-border equivalence regulation
CFTC's Chilton says "continuing to kick the can down the road is just not acceptable", as expectations grow that Europe will miss 2014 start date
This webinar looks at the current state of enterprise stress testing and unveils findings of a new study on Enterprise-level Stress Testing (one of several research papers in Chartis' The Risk Enabled Enterprise ® research program)
More European securities and markets authority (esma) articles
Australian securities regulator positive about receiving US approval for the domestic regulatory regime
In its report on EU market trends for the second quarter, Esma says sales of equity-linked retail structured products are up this year, while demand for interest rate-linked products has plummeted
Industry had been banking on one-year postponement - Esma now looking for solution to reporting impasse, according to senior EC official
Up close and personal
Thomas Book, chief executive of Eurex Clearing, says it remains to be seen whether the standards for central counterparties set in Europe will be matched around the globe
The European Market Infrastructure Regulation will force non-financial counterparties to clear trades in over-the-counter derivatives once they reach a set of notional thresholds. And despite their ...
Eleven CCPs say they will apply to Esma for approval – sparing European members a capital hit – but Canada's CDCC has no plans to go through the process
Esma has ignored calls to exempt covered bond vehicles from clearing, to the dismay of issuers
Esma acknowledges industry concerns over delegated reporting provisions and confirms it is considering a one-year delay
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.