European securities and markets authority (esma)
UK's FCA warns US plans may not pass European equivalence test
Two dealers admit to masking customer identities to avoid a conflict of law
Proportion of reports that can be paired up is “very, very low” says DTCC exec
This webinar on September 17th looks at the challenges of GRC, key trends, motives for improvement, future investments, and obstacles that banks and other financial institutions face in trying to improve and integrate their risk management strategy
More European securities and markets authority (esma) articles
It is not clear that European rules will permit firms to use US collateral protections
Esma opinion may dilute Priips upon implementation, say observers
Banks face dilemma over whether to join a number of Asia clearing houses
Despite problems, Esma official says reporting roll-out went "pretty well"
Staggered roll-out was key to success of clearing rules in US, says securities co-head
Isda directors warn on fragmentation, access and liquidity - but expect problems to pass
Systemic risk is down, but not due to G-20 reforms, say end-users
Risk-weights set to jump after June 15
Market participants detect new mood on cross-border issues: "The two clearing regimes aren't really compatible, but neither side wants to start a shooting war"
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.