European securities and markets authority (esma)
HKMA concerned over the development of cross-border equivalence regulation
CFTC's Chilton says "continuing to kick the can down the road is just not acceptable", as expectations grow that Europe will miss 2014 start date
Australian securities regulator positive about receiving US approval for the domestic regulatory regime
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More European securities and markets authority (esma) articles
Seven Investment Management’s Peter Sleep says exchange-traded funds can look expensive compared to futures or tracking funds while stock-lending practices are opaque, but he believes disclosure requirements generally surpass other areas of the investment...
Amid fundamental questions about the timing and scope of Europe’s new derivatives reporting rules, corporates are weighing whether to delegate the work to their dealers. But some large companies are not keen – and many banks are sitting on the fence....
In its report on EU market trends for the second quarter, Esma says sales of equity-linked retail structured products are up this year, while demand for interest rate-linked products has plummeted
Industry had been banking on one-year postponement - Esma now looking for solution to reporting impasse, according to senior EC official
The severing of the link between investor and banker may have been one of the most important contributors to the financial crisis. That problem is unlikely to occur in the hedge fund industry
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
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