European securities and markets authority (esma)
The European Parliament has delayed the implementation of amendments to the European Commission's Prospectus Directive, evoking fresh fears for those with reason to oppose the latest proposals
Europe’s revised Markets in Financial Instruments Directive appears to leave the door open for derivatives trading platforms to offer voice trading – but rules on transparency may slam the door shut....
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More European securities and markets authority (esma) articles
A 20-odd page document designed to aid investor protection in Germany is likely to be done away with once the European Securities and Markets Authority passes final judgement on its latest amendment to its own Prospectus Directive. Richard Jory reports...
Recent events at UBS have prompted one industry expert to call for a specific rogue-trading regulation
One of the key aims of the European Securities and Markets Authority is to deliver a common approach to regulation across the EU, ensuring consistency and co-operation across borders. Executive director Verena Ross talks to ORR about how the new regulator...
Statement is beginning of "a series of recommendations" from BlackRock on ETF market, says iShares head of sales
The European Securities and Markets Authority has asked whether diversification within strategy indexes should be judged within the confines of Ucits, while also requesting responses to a discussion paper on synthetic and physical ETFs
Inconsistencies in new regulations both across borders and within the regulations themselves are giving rise to concerns of regulatory arbitrage and exploitation of loopholes
The CFTC's attempt to protect non-US regulators from an indemnity clause in the Dodd-Frank Act will fail, European regulators fear
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
Australia, 5th - 7th Mar 2014
South Africa, 12th - 14th Mar 2014
UK, 12th Mar 2014
UK, 13th - 14th Mar 2014
UK, 13th Mar 2014