European securities and markets authority (esma)
The Dodd-Frank Act’s new reporting regime could come into force in September, but key elements of the rules are still missing. While dealers try to fill in the gaps, they are also having to prepare for...
UBS lists 64 exchange-traded funds on the London Stock Exchange in a single day – the largest ever daily listing of these products in the UK
More European securities and markets authority (esma) articles
Tracking error is one of the biggest risks facing ETF investors – but there still seems to be a lack of understanding over what it is and how to measure it. Should regulators take a firmer hand in establishing a standard calculation methodology? David...
Securitisation would be "a lot less viable" if SPVs do not qualify for clearing exemption, says Isda
A UK Financial Services Authority factsheet warns of risks relating to collateral and third-party involvement in exchange-traded products
Regulators in the US, Europe and elsewhere have pledged to work together to iron out inconsistencies in their various rules – but bankers say a number of troubling differences remain, and time is running out to resolve them. By Joe Rennison
To mark the 27th Isda annual general meeting, we consider some of the key regulatory challenges facing market participants – clearing across borders, the extraterritorial implications of Dodd-Frank, the need for a consistent application of Basel III...
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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