Big players should cut local services if information on customers lacking
Due diligence requirements prompting banks to axe financial services
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Due diligence articles
Lax due diligence and heroic top-down positions highlighted too
Head of op risk discusses concerns about the Orsa and third parties
OCC will leave banks to make their own judgements
Investors say directors should provide active oversight
Sponsored Q&A: Amundi Alternative Investments
Fit for investors
Hedge fund investors are putting more emphasis on regulatory compliance and independent governance structures as part of their pre-investment and on-going operational due diligence says Deutsche sur...
Behind the facade
Panellists in the Credit Institute forum on ‘Sovereign or Corporate, Global or Local’ said that corporates will drive credit growth in emerging markets, but investors cannot afford to ignore fin...
The UK Financial Services Authority (FSA) has banned a London-based mortgage broker for incompetence and failing to prevent fraud. The authority said Kevin Byrne, working at Forest Financial, lacked the...
ZURICH – Hedge fund due diligence firm SwissAnalytics has issued a report providing investors with advice for how best to scrutinise investment funds before handing over money. The report, titled Hedge...
Operational risk is expected to rise as the economy recovers, and fund managers are under increasing pressure from investors to improve due diligence, according to a recent survey from the The Glass Hammer/Stone...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.