Reporting is key to competent risk management, yet is often neglected, New York Fed op risk specialist warns
More Dodd-frank act articles
As regulators approach the end of the Dodd-Frank rule-making period, Energy Risk details the proposals so far and considers what lies ahead for the new regulatory regime. By Peter Madigan with additional reporting by Pauline McCallion
US dealer met with regulator on 49 occasions to discuss Dodd-Frank rule-makings
A report by the US Securities and Exchange Commission in January that paves the way for the implementation of a fiduciary standard for broker-dealers has left the structured products industry bracing itself for changes to how it conducts its business....
In response to industry fears of a collateral crunch, regulators have revised the proposed rules on margining for uncleared over-the-counter (OTC) derivatives.You can find out more by downloading this white paper here.
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