This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Dodd-Frank Act articles
US interim reporting rule attracts timing concerns
Geopolitical developments feed into op risk
US regulator is working on registration procedures, as well as market abuse codes, says CFTC CIO Rogers
Frederic Hervouet, head of commodity derivatives for the Asia-Pacific at BNP Paribas, talks to Lianna Brinded about hedging strategies for energy and commodities
Chris Schlegel, risk manager at the US’s largest utility, Southern Company, speaks to Lianna Brinded about risk management concerns following impending regulatory changes
Barry Cheung, chairman at the Hong Kong Mercantile Exchange, speaks to Lianna Brinded about the liberalisation of China's renminbi and the positive effects it will have on energy and commodities.
US market participants say Dodd-Frank reforms should be phased in, foresee uncertainty and potential market disruption post-implementation
Clinging to collateral
The over-the-counter energy and commodities market is being pushed to Asia by fears over Western regulatory changes, says managing director of technology provider Trayport
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.