Dodd-frank act
The SEC may charge Standard & Poor's with breaking federal security laws in its rating of a 2007 CDO.
Interest rate swap clearing volumes at CME leapt 2,172% between August and September, and dealers say one firm is responsible for the surge
In an exclusive interview, the BBA discusses whether the ICB should have looked more closely at other separation models for its final report on financial stability in the UK
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Dodd-frank act articles
CFTC commissioner renews support for over-the-counter energy clearing tool in the face of new Dodd-Frank rules that could affect operation
To make the Volcker rule work, regulators will need to be able to spot proprietary trading. But although a range of indicators has been suggested, finding a way to catch prop trading without also catching some market-making and hedging activity won’t...
Major dealers and exchanges are on a charm offensive to attract clients as they position themselves to use regulatory change as a tail-wind to become dominant providers of central counterparty (CCP) clearing services in Asia
The confidentiality of energy trading data provided to regulators for market monitoring purposes continues to concern market players and regulators alike, after August leak by senator Sanders
Users of client clearing services want to know their cleared trades have a home if the original provider collapses. Quietly, some dealers are offering guarantees, but they fear the regulatory treatment these contingent funding liabilities might receive...
CFTC commissioner says agency received a wake-up call when one SEC rule was booted out by the US appeals court
Despite a CFTC proposal that attacks an industry clearing document, the core of the text can survive, says lawyer at Isda's New York conference
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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