Chairman Gensler is understood to have relented on ‘substituted compliance’ in order to pass the proposed guidance
More Dodd-Frank Act articles
CFTC orders Barclays to pay a $200 million penalty. Commissioner Bart Chilton says agency is "vigorously looking at individuals"
Resolving issues around the extraterritorial application of derivatives regulation is a major outstanding issue that needs to be addressed, says FSA’s acting director of markets
Foreign exchange swaps and forwards should be exempted from the Dodd-Frank ban on prop trading, or else liquidity in the spot market could suffer, industry participants say
JP Morgan’s recent $2 billion trading loss could toughen a trio of Dodd-Frank Act rules, potentially hurting energy markets, the International Energy Agency says
CFTC due to release interpretive guidance note within a week, which aims to clarify extraterritorial application of its rules
Speakers at OpRisk Europe conference call for balance between harmonisation and national freedom
Law and order
A club no-one wants to join
Posted collateral cannot be used to offset liabilities when calculating farm credit banks' leverage ratio
An ongoing lack of clarity and the potential for extraterritoriality in swap execution facility rules is creating a bumpy ride towards registration, according to three putative Sefs
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