As the CFTC prepares to finalise its rules on extraterritoriality, some firms in Asia are working to minimise the impact on non-US entities
Hedge fund CQS warns US persons definition will make compliance more difficult - or even impossible
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Dodd-Frank Act articles
Breaking the rules
The CFTC’s to-do list from Sefs to Volcker
A recent Dodd-Frank-led decline in swap volumes between Asian and US counterparties has been reversed following CFTC intervention
Basel capital rules and regulatory reform stymie risk appetite of major banks in commodities
An acquisitive spirit
Corporate treasurers remain concerned about increased hedging costs as a result of new regulation, and expect banks to pass the costs on – despite exemptions for corporate hedging
A panel of experts discuss the challenges posed new regulation - and in particular, those relating to data collection and reporting
Buy-side firms need to begin negotiating OTC clearing documentation now or risk being forced to adopt one-size-fits-all standard templates
Last month’s court ruling against the US Commodity Futures Trading Commission’s position limits rule once again highlighted the uncertainty around regulation that players in the energy market are having...
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.