German government-owned development bank KfW managed to win an exemption from clearing and margin requirements under European derivatives regulation - a benefit not extended to its peers. Luke Clanc...
A preliminary protocol to enable four-way FX prime brokerage involving agency desks has been agreed ‘in principle’ and could allow agencies to scale up their activities, having been largely redu...
The Securities and Exchange Commission has reported data collected under Dodd-Frank showing total regulatory AUM, which includes financial leverage, for hedge funds is over $4 trillion
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More Dodd-Frank Act articles
Energy derivatives end-users face uphill struggle to comply with reporting rules when no-action relief expires
NDOs in testing on Medusa platform as some market participants begin to consider alternatives to deliverable FX options that could be more easily cleared
Promise to deliver
A charter for change
Banks call for legislative action to fix section 716 of the Dodd-Frank Act, despite a move from the Fed to even up the treatment of foreign and domestic banks
Lawyers warn allowing strictest regulation to prevail will create heavy-handed regime
In a time-limited relief letter issued last week, the CFTC recognises concerns expressed by agency firms over the implications of the external business conduct rules
Tradeweb and other would-be Sefs say they have been given too much power to decide which swaps are mandated to trade on platforms
Key CFTC ruling on scope of Dodd-Frank will arrive "very, very close" to July 12 expiry of current exemptive relief, Wetjen warns - and may not be finalised before that date
FIO must not become an insurance regulator, says NAIC chief
Alberta securities regulator acknowledges proposals on derivatives dealer registration have alarmed energy firms
Updated OTC derivatives rules satisfy concerns of energy traders, but inconsistencies with Dodd-Frank remain
Agency desks warn they could be driven out of the market as a result of business conduct rules
Commissioner says lowering futures block trade thresholds skirts the intent of Dodd-Frank
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