Promise to deliver
A charter for change
Banks call for legislative action to fix section 716 of the Dodd-Frank Act, despite a move from the Fed to even up the treatment of foreign and domestic banks
This white paper looks at the heavy impact of regulation on investment managers, the mitigation of outsourcing risk, inefficiencies in corporate actions processing and the growing importance of collateral management.
More Dodd-Frank Act articles
Lawyers warn allowing strictest regulation to prevail will create heavy-handed regime
In a time-limited relief letter issued last week, the CFTC recognises concerns expressed by agency firms over the implications of the external business conduct rules
Tradeweb and other would-be Sefs say they have been given too much power to decide which swaps are mandated to trade on platforms
Key CFTC ruling on scope of Dodd-Frank will arrive "very, very close" to July 12 expiry of current exemptive relief, Wetjen warns - and may not be finalised before that date
FIO must not become an insurance regulator, says NAIC chief
Alberta securities regulator acknowledges proposals on derivatives dealer registration have alarmed energy firms
Updated OTC derivatives rules satisfy concerns of energy traders, but inconsistencies with Dodd-Frank remain
Agency desks warn they could be driven out of the market as a result of business conduct rules
Commissioner says lowering futures block trade thresholds skirts the intent of Dodd-Frank
CFTC commissioner warns lack of clear rules is "a major problem, nearly a crisis"
Buy-side must prepare to meet their FX reporting obligations in Europe, which will be more challenging than in the US, webinar participants warn
Prime brokers have had to cancel four-way agreements for trades involving two buy-side firms, on the basis that a no-action letter issued by the CFTC on April 30 did not cover this type of business
This whitepaper reviews the fundamental changes of Liquidity Risk Management under Basel III. It discusses how institutions can meet the regulatory requirements on liquidity risk management by enhancing their liquidity risk analytics, funds transfer pricing methodologies, liquidity stress testing frameworks, and enterprise risk management platforms.