The new Sef trading regime came into force on October 2, but a flurry of last-minute no-action letters has left platforms confused – and there is no one at the CFTC to answer their questions. Pete...
Confusion over CFTC rules is tying US energy firms in knots, as they struggle to determine whether their physically settled commodity options need to comply with critical rules issued under the US D...
Australian industry needs additional time to set up trade reporting infrastructure
More Dodd-Frank Act articles
Uniform fiduciary standard may raise the bar for investment advisers and broker-dealers
Derivatives regulation will impede attempts by banks to compete and do lasting damage to European market, says founder of SEB’s commodity business
The majority of respondents to a Risk.net poll say they do not understand how CFTC substituted compliance determinations will be made
A string of no-action relief letters issued ahead of today's deadline have been welcomed, but some participants believe they still don't go far enough
Digital Vega and SurfacExchange do not expect to meet the CFTC's October 2 deadline to register as Sefs
Global regulators have agreed to cooperate when implementing new derivatives rules on a cross-border basis, but market participants are unsure as to how this will work in practice
Senior MEP says officials from US and Europe only recognised dangers of Sef rules footnote in recent weeks
Prudential Financial designation raises concerns assessment criteria not fit for purpose
2010 reform act robbed the US authorities of the powers it used to fight crisis, conference hears
Isda conference in New York hears some trading platforms outside the US are turning away US persons to avoid registering as a Sef
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