With CFTC facing new Dodd-Frank lawsuit, former staffer defends agency's guidance – but pans staff letter that expanded its scope
The "day will come" when CFTC tries to ensure compliance by foreign banks that have not registered as swap dealers
Differences in national regulations need to be ironed out, says Patrick Pearson
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Cross-border supervision articles
Regulators "going in two different directions" says Republican senator – and may face fresh calls to be merged
Substituted compliance unlikely to work without a global body to settle disputes, says Iosco secretary-general
Work to develop a cross-border recovery and resolution regime is progressing, but the need for individual regulators to sign co-operation agreements is seen as a potential problem. It boils down to trust – and that worries some participants. Michael...
Narrower US person definition and substituted compliance proposal win praise from market participants
What does it mean to be courageous, in the context of regulation? Sheila Bair, former chairwoman of the Federal Deposit Insurance Corporation in the US, uses the term in this month's cover story, to describe Federal Reserve proposals that would regulate...
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future
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