Subtle change of direction signalled by CFTC chairman nominee at Senate confirmation hearing
Platforms say divide between US persons and non-US persons will remain
Dealers hope Timothy Massad's reputation as a problem-solver will lead to greater collaboration on cross-border regulation
Insurance Risk and BNY Mellon have conducted a survey to look at how insurance companies are preparing for the new regime and the opportunities and challenges that the changes will bring.
More Cross-border supervision articles
Some European hedge funds will be caught between a rock and a hard place when local clearing rules take effect. They are also expected to comply with the US clearing regime, and as things stand, neither jurisdiction is offering a way out. Kris Devasabai...
Banks have been quietly planning to move staff from New York to Toronto and London as a way of protecting clients from a new Dodd-Frank trap – but, with the US Commodity Futures Trading Commission now facing a lawsuit and a leadership change, preparations...
The OTC market appears to be splitting along jurisdictional lines - a long-predicted outcome of the timing gaps between regulators. But putting it back together again may not be as simple as waiting for all the rules to fall into place
The US Commodity Futures Trading Commission will lose a lawsuit challenging its cross-border guidance, lawyers are predicting – even though one commission insider insists it has done nothing wrong. It’s a prospect that should cheer the industry, but...
Industry sources have welcomed CFTC decision to extend no-action relief for its non-US swap dealer requirements and to consult on definitions
With CFTC facing new Dodd-Frank lawsuit, former staffer defends agency's guidance – but pans staff letter that expanded its scope
This paper discusses a number of diverse considerations that risk managers need to incorporate into their thought processes and recurring procedures if they are to fulfill their role more effectively in the future