Compliance
Record fine for fraudulent CEO 'not enough', says expert
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Latest fines include second-highest individual market abuse penalty so far
Derrick Cain will join the bank next month
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How banks needs to consider their IT infrastructure
Banks are increasingly using their IT infrastructure to increase their competitive advantage. Learn how this can work in practice.
More Compliance articles
Delayed Fatca regulations look set to ignore 'passthru' payments
Further uncertainty expected by the industry once delayed draft Fatca regulations are released
Banks face heavy burden from sanctions in the Middle East
Ever-increasing sanctions are creating operational challenges not only for sanctioned entities but the industry as a whole
Supervision not regulation, says SEB's Hansen
Rather than rushing to increase regulation and potentially creating compliance costs and regulatory risks, authorities should be getting involved at the ground level to improve supervision, says Lars Hansen, Swedish insurer SEB Life’s chief risk officer...
Off-take deal targets West coast REC demand
Long-term REC off-take deal hedges West coast renewable energy compliance needs out to 2030; RECs demand expected to increase
Regulatory pressure prompts Bank of Singapore to name new compliance...
OCBC subsidiary splits risk and compliance roles
Cagan appointed head of op risk at JP Morgan
Cagan moves from compliance role at Citi to new op risk post
Is Remit too big a burden for energy market participants?
Remit, the EU’s new energy trading regulation, sprung from political concerns about market abuse. The provisions will massively increase reporting requirements for energy producers. But do they go too far, and is the body charged with collecting market...
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
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