Compliance
HSBC appoints head of financial crime compliance
The new role follows a restructuring at HSBC in light of money laundering penalties
An in-depth look at the implications of Fatca
Since 2006, Operational Risk & Regulation – in conjunction with Detica NetReveal® (incorporating Norkom Technologies) – has conducted an annual global survey covering key industry trends in financial...
Using market and credit risk analytics to strengthen performance
How are banks improving their risk management techniques?
This handy guide reviews the various steps banks are taking to improve their risk management techniques, looking at the benefits and pitfalls of each one.
More Compliance articles
Sponsored feature: LexisNexis
At the time of its passage in 2010, the Foreign Account Tax Compliance Act (Fatca) appeared to be another reporting requirement for financial institutions (FIs). However, Fatca has long-term benefits for FIs – specifically the ability to streamline...
Sponsored Q&A: Thomson Reuters
Laurence Kiddle, commercial director of Fatca at Thomson Reuters provides insight into the intricacies of the Act and how to approach compliance
Sponsored feature: Thomson Reuters
Helen Parry, a senior regulatory intelligence expert at Thomson Reuters, outlines the process for meeting Foreign Account Tax Compliance Act compliance and reporting standards, addresses the impact of intergovernmental agreements and provides explanations...
Risk management being complicated by regulation, expert tells forum
Risk managers are facing greater complexity because of regulation and other issues, Ferma is told
Culture, acquisitions and regulation at Scotiabank
In a year of scandals involving Libor, mis-selling and money-laundering in acquired institutions, the banking sector remains under the spotlight. Luc Vanneste of Scotiabank talks to Jessica Meek about the importance of maintaining a strong internal culture...
Corporate statement: BroadPeak Partners
BroadPeak Partners and consultancy Baringa Partners put the operational cost of a single lost or mis-booked trade at more than $600. But the cost in terms of risk miscalculation and compliance is often much higher
Position limits rejection lifts compliance burden
Rejection of Commodity Futures Trading Commission rule brings short-term relief and longer-term uncertainty, say consultants
How can investment banks use grid technology?
Learn how technology is enhancing risk management
Technology can provide a competitive advantage in banking. How it is applied by Tier 1 and Tier 2 institutions, to the benefit for their risk management systems, is discussed.
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Using market and credit risk analytics to strengthen performance
This white paper reviews the various steps banks are taking to improve their risk management techniques.
How financial services need to consider their IT infrastructure
The global credit crisis exposed the weaknesses inherent in the risk management and IT infrastructures employed by banks.
- Finding the Right Path to Hedge Accounting
- Don’t get left behind – how financial services need to consider their IT infrastructure
- Rebuilding Customer Trust in Retail Banking
- How customer-centric transformation can lead to an increase in revenue and streamline operations
- Anti-Money Laundering when transaction monitoring is not sufficient
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